Voting Rights Announcements

23/December/2016

DGAP-PVR: VTG Aktiengesellschaft: Release according to Article 26, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution


VTG Aktiengesellschaft

23.12.2016 / 10:00
Dissemination of a Voting Rights Announcement transmitted by DGAP - a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.


Notification of Major Holdings

1. Details of issuer
VTG Aktiengesellschaft
Nagelsweg 34
20097 Hamburg
Germany

2. Reason for notification
X Acquisition/disposal of shares with voting rights
  Acquisition/disposal of instruments
  Change of breakdown of voting rights
X Other reason:
Exercise of instruments

3. Details of person subject to the notification obligation
Name: City and country of registered office:
Morgan Stanley Wilmington, Delaware
United States of America (USA)

4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
Warwick Holding GmbH

5. Date on which threshold was crossed or reached
21 Dec 2016

6. Total positions
  % of voting rights attached to shares
(total of 7.a.)
% of voting rights through instruments
(total of 7.b.1 + 7.b.2)
total of both in %
(7.a. + 7.b.)
total number of voting rights of issuer
Resulting situation 29.00 % 0.01 % 29.02 % 28,756,219
Previous notification 0.00 % 29.03 % 29.03 % /

7. Notified details of the resulting situation
a. Voting rights attached to shares (Sec.s 21, 22 WpHG)
ISIN absolute in %
  direct
(Sec. 21 WpHG)
indirect
(Sec. 22 WpHG)
direct
(Sec. 21 WpHG)
indirect
(Sec. 22 WpHG)
DE000VTG9999 0 8,340,723 0.00 % 29.00 %
Total 8,340,723 29.00 %

b.1. Instruments according to Sec. 25 para. 1 No. 1 WpHG
Type of instrument Expiration or maturity date Exercise or conversion period Voting rights absolute Voting rights in %
Right of recall over securities lending agreements At any time At any time 3,307 0.01 %
    Total 3,307 0.01 %

b.2. Instruments according to Sec. 25 para. 1 No. 2 WpHG
Type of instrument Expiration or maturity date Exercise or conversion period Cash or physical settlement Voting rights absolute Voting rights in %
%
      Total %

8. Information in relation to the person subject to the notification obligation
  Person subject to the notification obligation is not controlled and does itself not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer (1.).
X Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

Name % of voting rights (if at least held 3% or more) % of voting rights through instruments (if at least held 5% or more) Total of both (if at least held 5% or more)
Morgan Stanley % % %
Morgan Stanley Capital Management, LLC % % %
Morgan Stanley Domestic Holdings, Inc. % % %
Morgan Stanley & Co. LLC % % %
 
Morgan Stanley % % %
MS Holdings Incorporated % % %
Morgan Stanley Infrastructure II Inc. % % %
Morgan Stanley Infrastructure II GP LP % % %
North Haven Infrastructure Partners II LP / North Haven Infrastructure Partners II-AIV II LP % % %
North Haven Infrastructure Partners II International Holdings C.V. % % %
NHIP II Holdings Cooperatief U.A. % % %
Deodoro Holding B.V. % % %
Warwick Holding GmbH (vormals Mainsee 1033. V V GmbH) 29.00 % % 29.00 %

9. In case of proxy voting according to Sec. 22 para. 3 WpHG

Date of general meeting:
Holding position after general meeting: % (equals voting rights)

10. Other explanatory remarks:
Share purchase agreement previously notified as instrument regarding 8,340,723 shares in VTG Aktiengesellschaft has been consummated following merger control clearance. 



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